-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GB2YAQSl8sKEKV0q6K8d5bm9G0GpZWci9rpBs5UEcSqTjM508oZ+tpB1/rPpqoX8 l0psm8nLg85BMags14cOtQ== 0001120915-01-500009.txt : 20010123 0001120915-01-500009.hdr.sgml : 20010123 ACCESSION NUMBER: 0001120915-01-500009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010118 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RELM WIRELESS CORP CENTRAL INDEX KEY: 0000002186 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 042225121 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-10240 FILM NUMBER: 1510901 BUSINESS ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 BUSINESS PHONE: 2154303900 MAIL ADDRESS: STREET 1: 7100 TECHNOLOGY DRIVE CITY: WEST MELBOURNE STATE: FL ZIP: 32904 FORMER COMPANY: FORMER CONFORMED NAME: ADAGE INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GALLOWAY BRUCE CENTRAL INDEX KEY: 0000924483 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O BURNHAM SECURITIES STREET 2: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126037557 MAIL ADDRESS: STREET 1: C/O BURNHAM SECURITIES STREET 2: 1325 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10018 SC 13G 1 relmwireless13g.txt RELM WIRELESS CORPORATION SCHEDULE 13G Cusip No. 759525108 13G Page 4 of 4 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)* RELM WIRELESS CORPORATION --------------------------------------- (Name of Issuer) Common Stock, Par Value $.60 per share ---------------------------------------- (Title of Class of Securities) 759525108 ---------------------------------------- (CUSIP Number) December 28, 2000 ---------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Bruce Galloway (for and on behalf of accounts over which he has control) 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) --- (b) X --- 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States 5. Sole Voting Power: 306,900 Number of Shares Beneficially 6. Shared Voting Power: -0- Owned By Each Reporting 7. Sole Dispositive Power: 306,900 Person With 8. Shared Dispositive Power: -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 306,900 10. CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * Not Applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.8% 12. TYPE OF REPORTING PERSON* IN Item 1(a)- Name of Issuer: Relm Wireless Corporation Item 1(b)- Address of Issuer's Principal Executive Offices: 7100 Technology Drive West Melbourne, Florida 32904 Item 2(a)- Name of Person Filing: Bruce Galloway Item 2(b)- Address of Principal Business Office: Bruce Galloway 1325 Avenue of the Americas 26th Floor New York, New York 10019 Item 2(c)- Citizenship (Place of Incorporation): United States Item 2(d)- Title of Class of Securities: Common Stock, $.60 par value Item 2(e)- Cusip Number: 759525108 Item 3- This statement is being filed pursuant to Rule 13d-1(c). Item 4(a)- Amount beneficially owned: 306,900 Item 4(b)- Percent of Class: 5.8% Item 4(c)- Number of Shares to which the reporting person has: (i) sole power to vote or to direct the vote:* (ii) shared power to vote or to direct the vote: * (iii) sole power to dispose or to direct the disposition of: * (iv) shared power to dispose or to direct the disposition of: * * See items 5-11, above Item 5 - Ownership of Five Percent or Less of a Class: Not Applicable Item 6 - Ownership of More than Five percent on Behalf of Another Person: Not Applicable Item 7 - Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8- Identification and Classification of Members of the Group: Not Applicable Item 9- Notice of Dissolution of Group: Not Applicable Item 10- Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect. Exhibits. None After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Bruce Galloway Bruce Galloway -----END PRIVACY-ENHANCED MESSAGE-----